# ACA Global
*Also known as ACA*

- Website: https://www.acaglobal.com
- Agent profile: https://directory.haycion.ai/agents/acaglobal-com

> ACA Global delivers governance, risk, and regulatory compliance services to asset managers, advisers, brokers, and other financial-services organizations globally.

ACA Global is a global professional services firm that helps financial services organizations meet governance, risk, and regulatory compliance challenges. The firm provides advisory services, regulatory compliance programs, managed services, technology solutions, and research compliance to asset managers, investment advisers, broker-dealers, hedge funds, private markets, and other market participants. With a focus on reducing regulatory risk, improving supervisory efficiency, and supporting sustainable compliance programs, ACA Global serves clients across the asset management and financial services ecosystem.

**Mission:** To help financial institutions navigate evolving regulatory requirements, strengthen governance and risk management, and operate with compliant, resilient enterprise programs.

## Products & Services

### [Advisory and Regulatory Compliance Support](https://www.acaglobal.com/advisory/)
*Service*
Enhance compliance and regulatory readiness with ACA Global's comprehensive advisory services.

- **AI Risk and Governance Services** — Ensure Compliant AI Use
- **Compliance Advisory** — Enhance Compliance Programs
- **AML Risk Management** — Mitigate Financial Crimes
- **FCA Authorisation and Outsourced Compliance Execution** — Facilitates FCA Authorisation
- **GIPS Standards Compliance Support** — Ensures GIPS Compliance
- **Surveillance and Monitoring** — Enhances Risk Detection
- **Private Fund Fundraising and Reporting Support** — Enhances Fundraising Readiness
- **Investment Performance** — Optimize Performance Calculations
- **Compliant Distribution** — Streamline Distribution

### [Investment Performance and Operations Support](https://www.acaglobal.com/managed-services/investment-performance-and-operations-support/)
*Service*
Enhance investment operations with expert support for performance and compliance.

- **GIPS Standards Compliance Support** — Ensure GIPS Compliance
- **Managed Investment Performance Service** — Leverage Executive Support
- **Key Performance Task Outsourcing** — Outsource Performance Tasks
- **Private Fund Fundraising and Reporting Support** — Streamline Fundraising Efforts

### [ACA Vantage](https://www.acaglobal.com/technology/vantage-for-cyber/)
*Platform*
Enhances investments by mitigating cybersecurity and ESG risks effectively.

- **Risk Mitigation** — Reduces Investment Risks
- **Integrated Monitoring** — Tracks Threats Proactively
- **Regulatory Compliance Support** — Facilitates Compliance

### [Ethos](https://acaethos.com)
*Platform*
Organize ESG Data, Ensure Compliance, and Enhance Regulatory Readiness.

- **ESG Data Management** — Facilitate Comprehensive ESG Insights
- **Regulatory Compliance Monitoring** — Stay Compliant with Changing Regulations
- **Analytics and Reporting Tools** — Enhance Data-Driven Decisions

### [Research Compliance Solutions](https://www.acaglobal.com/managed-services/research-compliance-solutions/)
*Platform*
Ensure compliance and enhance research accuracy through AI-driven insights.

- **AI-Powered Oversight** — Enhance Compliance Oversight
- **Transcript Analysis** — Streamline Review Processes
- **Research Intelligence** — Augment Research Quality

### [eComms Capture, Archive, and Surveillance](https://www.acaglobal.com/technology/surveillance-monitoring/communications-archive-and-surveillance/)
*Platform*
Enhance compliance by capturing and analyzing employee communications to mitigate risks.

- **eComms Capture, Archive, and Surveillance** — Uncover Risks
- **Market Abuse Surveillance** — Detect Unusual Activities
- **Transaction Cost Analysis** — Optimize Trading Costs

### [Compliance Oversight](https://www.acaglobal.com/technology/compliance-oversight/)
*Platform*
Streamline compliance processes and reduce regulatory risk.

- **Compliance Management** — Digitize Compliance Workflows
- **Cybersecurity and Risk Technology** — Enhance Cybersecurity
- **AML and Sanction Checks** — Strengthen AML Efforts
- **Surveillance and Monitoring** — Enable Risk Surveillance
- **eLearning and Education for Regulatory Compliance Training** — Centralize Compliance Training
- **Marketing and Financial Promotion Reviews** — Automate Marketing Reviews

## Market Segments

- **Regulatory compliance and governance**: Advisory and managed services that design, implement, and operate regulator-ready compliance frameworks, policies, and governance controls for financial services firms.
- **AML and financial crime compliance**: Screening, monitoring, and program management to detect, prevent, and remediate anti-money‑laundering, sanctions, and financial-crime risks.
- **Cybersecurity risk management**: Capabilities to identify, monitor, and mitigate cybersecurity threats and cyber-related regulatory risks for asset managers and market participants.
- **ESG data management and reporting**: Data collection, analytics, and reporting frameworks to manage ESG metrics, demonstrate regulatory readiness, and support investor disclosures.
- **Research compliance and surveillance**: Capture, transcription, oversight, and intelligent surveillance of communications, expert calls, and trading activity to ensure conduct, market-abuse, and research compliance.
